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Exempt market dealer
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#	Item
241	Multilateral CSA Notice of Publication and Request for Comment Proposed Multilateral Instrument[removed]Crowdfunding Companion Policy[removed]Crowdfunding Blanket Orders in Manitoba, Québec, New Brunswick and Nova Scotia Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-03-20 12:07:26 Investment Securities Corporate finance Non-reporting issuer Crowd funding Prospectus Security Exempt market dealer Convertible bond Financial economics Stock market Finance
242	CSA Notice and Request for Comment Proposed Amendments to National Instrument[removed]Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions February Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-03-20 11:54:51 Accredited investor Securities Act Canadian securities regulation Prospectus Institutional investor U.S. Securities and Exchange Commission Exempt market dealer Non-reporting issuer Financial economics Investment Finance
243	CSA Notice of Amendments to National Instrument[removed]Electronic Trading I. Introduction The Canadian Securities Administrators (CSA or we) have made amendments to National Instrument[removed]Electronic Trading (Instrumen Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-07-04 11:30:02 Drug Enforcement Administration Canadian securities regulation Breaking Bad Business Exempt market dealer Finance Investment
244	1 CSA Staff Notice[removed]Extension of Interim Relief for Members of the Investment Industry Regulatory Organization of Canada from the Requirement in section[removed]of National Instrument[removed]Registration Requireme Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-10-07 14:18:10 73rd United States Congress Finance Financial system Canadian law Canadian securities regulation Securities Act Investment Industry Regulatory Organization of Canada Exempt market dealer Non-reporting issuer Financial economics United States Securities and Exchange Commission United States securities law
245	SECURITIES ACT (YUKON) SUPERINTENDENT’S ORDER[removed]Y.S.A. AND IN THE MATTER OF AN EXEMPTION FROM RESTRICTION ON PAYING COMMISSIONS AND FINDER FEES IN OFFERING MEMORANDUM EXEMPTION IN NATIONAL INSTRUMENT[removed]PROS Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-01 15:25:45 Securities 73rd United States Congress Finance Investment Stock market Securities Act Prospectus Exempt market dealer Non-reporting issuer Financial economics United States Securities and Exchange Commission United States securities law
246	Microsoft Word - 31_337_notice.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-02-27 12:48:29 Investment Financial markets Exempt market dealer United States securities law Short Regulation S-K Regulation S-X Finance Financial economics Business
247	Microsoft Word - General Exemption Order[removed]doc Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-01 15:25:53 Exempt market dealer Collective investment schemes Financial services Mutual fund Canadian Investment Manager Financial economics Investment Finance
248	Microsoft Word - 14_101am_msc_rule_2009_4.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:45 United States Securities and Exchange Commission Financial regulation New Deal Securities Act Finance Investment Security Exempt market dealer Securities Exchange Act United States securities law Financial economics 73rd United States Congress
249	Ontario Securities Commission[removed]Compliance Risk Assessment Questionnaire Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 17:16:51 Financial regulation Investment Stock market Exempt market dealer International Financial Reporting Standards Security Securities regulation in the United States Securities and Exchange Commission Short Finance Financial economics Business
250	Microsoft Word - CQI subscription documents-(Advisors[removed] Add to Reading List Source URL: www.cqicapital.com Language: English - Date: 2014-07-23 10:15:46 Stock market Finance Funds Regulation D Exempt market securities Exempt market dealer Prospectus Non-reporting issuer Collective investment scheme Financial economics Investment Securities

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